FINRA Arbitration

Lots of lawyers represent clients in arbitration.

FINRA arbitration is an entirely different animal. There are tricks and tips that only experienced practitioners know because of… experience. There are the rules, there are exceptions, there are players who show up again and again.

20 years of experience makes it easy for us to evaluate a FINRA arbitration claim. If you’re wondering about yours, book a short consult and we’ll talk.

We’ve been there….

 

The vast majority of cases settle before hearing. Many of ours settle before filing. Why? Because we have a thorough vetting and screening process for our cases. We’ll tell you like it is… So you can make the best decisions for you.

 

Investors

Not every investment loss equals a claim. It requires looking at your overall account situation, the source and cause of your losses, and getting the best understanding of what happened to you before you go sinking more money into pursuing a claim.

We work with all clients to determine the actual losses, the problems in your portfolio, and match our cases with the right expert when we need one to determine the best course of action.

Registered Representatives

Getting fired stinks.

For everyone.

Many of our RR clients come to us after getting fired or when they feel it’s coming.

The sooner you come, the better. We can help you figure out what you can, should, and don’t want to do now. So you can move on to the next better thing later.